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Individual Accountability Regime

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The Senior Managers & Certification Regime extension introduced by the Financial Conduct Authority (FCA) is set to present a new era of accountability for individuals, raising standards of governance and conduct in financial services. Firms will need to have in place an end-to-end solution to capture, evidence, monitor and report the extensive transparency and disclosure requirements to ensure effective compliance.

Designed to be the industry benchmark, this platform gives financial institutions the control, visibility, and agility to manage accountability throughout the firm – and comply with the Senior Management Regime, Certification Regime and Conduct rules in one place.

KRM22’s Global Risk Platform provides applications to help you address your firm’s regulatory, market, technology and operations risk challenges and to manage your entire enterprise risk profile. KRM22 is a public Group listed on AIM and headquartered in London, with offices in several of the world’s major financial centers.

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Disclaimer: Statements in this article should not be considered investment advice, which is best sought directly from a qualified professional.